Advice Guidance Consultant
Advice Guidance Consultant
Birmingham City Centre
Up to ?32,000 dependent on skills and experience
Leading financial service organisation based in Birmingham City Centre, currently looking to appoint an Advice Guidance Consultant to provide an efficient, effective and professional advice guidance service in accordance with the agreed risk-based methodology, identify and drive improvements in advice standards, reductions in regulatory, financial and business risk and deliver sustainable business benefits through robust advice quality assessment and feedback and support in the construction of specialist advice to our clients through completion of detailed analysis and report creation in areas such as pension switching and investment replacement.
This role would suit candidates with a Paraplanning or Compliance background.
Areas of Responsibility
? Assess the advice and information documented by the field sales force in line with risk based monitoring policy:
o To assess whether advice is appropriate and documented according to our agreed advice process
o To determine whether the advice proposed is suitable and the client treated fairly, taking into account their circumstances
? Provide accurate and consistent written feedback to Financial Consultants
? To provide a dedicated point of contact to aligned Financial Consultants to support them in achieving the advice standards required
? Escalate any risks to the business identified through the advice assessment activity
? Support delivery of Advice Assurance training to the sales force
? Provide feedback about the Advice Process/Guidelines to the Advice & Capability team
? Support the delivery of an email and telephone based support service to Financial Consultants
? Maintain and develop a culture of support and improvement to enable Financial Consultants to enhance their understanding and capability to deliver best advice standards
? To proactively work with key stakeholders in order to help ensure long term advice quality improvement
? Coach aligned Financial Consultants on methods to improve their advice and documentation standards
Skills and Qualifications
? Certificate in Financial Planning or equivalent
? Demonstrated Financial Services Advice Assurance experience
? Strong knowledge and understanding of the Regulatory framework of the UK financial services industry
Please visit www.idexconsulting.com for further opportunities.
If your application is successful we will contact you to discuss the opportunity in more detail within 2 working days of receiving your application. If your application is unsuccessful, the information supplied may still be retained for use in connection with future vacancies.
Due to the overwhelming application response we receive through various sources, should you not hear from us within one week then please assume your application has been unsuccessful.
Tue, 07 Oct 2014 15:27:17 GMT